President · Financial Management, Inc.
Harold F. Grubbs
CRD 708166 · Named on Form ADV at one SEC-registered adviser
At a glance
Financial Management, Inc., an SEC-registered asset manager based in Little Rock, AR with $224 million in regulatory assets, lists Harold F. Grubbs on its Form ADV as President, a control person.
Firms and roles
- Financial Management, Inc.PresidentAsset manager · Little Rock, AR · $224M in regulatory assets
AtlasMembers
Harold’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Jessica L. WallaceChief Compliance Officer/vice President/chief Operating Officer, Financial Management, Inc.
- James J. StocktonChief Investment Officer, Financial Management, Inc.
- Timothy A. CoonChief Financial Officer, Financial Management, Inc.
- Joseph M. PerroneChief Investment Officer, Financial Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Harold’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.