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Chief Compliance Officer/vice President/chief Operating Officer · Financial Management, Inc.

Jessica L. Wallace

CRD 5746534 · Named on Form ADV at one SEC-registered adviser

At a glance

Financial Management, Inc., an SEC-registered asset manager based in Little Rock, AR with $224 million in regulatory assets, lists Jessica L. Wallace on its Form ADV as Chief Compliance Officer/vice President/chief Operating Officer, a control person.

Firms and roles

  • Financial Management, Inc.Chief Compliance Officer/vice President/chief Operating OfficerAsset manager · Little Rock, AR · $224M in regulatory assets

AtlasMembers

Jessica’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jessica’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.