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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Hot Springs, AR

Every SEC-registered investment adviser representative at a firm office in Hot Springs, with the firms that employ the most of them.

The short answer

57 registered advisors work in Hot Springs; the most are at Edward Jones (9). 4 list the CFP designation and 45 are also registered broker representatives.

Firms with the most advisors in Hot Springs

FirmAdvisors in Hot Springs
Edward Jones news9
Raymond James Financial Services Advisors, Inc. news4
State Farm Investment Management Corp.4
Stephens4
Stifel, Nicolaus & Company, Incorporated news4
LPL Financial LLC news3
Morgan Stanley news3
Strongtower Wealth Management, Plc3
Wells Fargo Advisors Financial Network, LLC news3
Wells Fargo Clearing Services, LLC news3
Cetera Investment Advisers LLC news2
Foresight Investment Advisors, LLC2
Independent Advisor Alliance, LLC2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
U.S. Bancorp Advisors, LLC2
Black Knight Wealth Management, LLC1
Eagle Strategies LLC1
Good Life Wealth Management LLC1
New Horizon Asset Management1
Rcm Wealth Advisors1
Sowell Management1
Zeiser Wealth Management LLC1

Advisors in Hot Springs, A to Z

CFP advisors in Hot Springs →

Other cities in Arkansas

All of Arkansas →

Little Rock 621Fayetteville 152Rogers 146North Little Rock 80Bentonville 69Fort Smith 67Conway 54Jonesboro 48Lowell 46Springdale 43Russellville 41Ft Smith 35Mountain Home 30Searcy 24Bella Vista 18Harrison 18Batesville 15Cabot 15Hot Springs Village 15Benton 14Magnolia 14Van Buren 14Bryant 12Paragould 12

Questions

How many financial advisors are in Hot Springs, AR?

57 investment adviser representatives are registered at firm offices in Hot Springs, Arkansas, according to the SEC's Investment Adviser Public Disclosure records. 45 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Hot Springs?

Edward Jones, with 9 registered advisors in Hot Springs, followed by Raymond James Financial Services Advisors, Inc. with 4.

How do I check a financial advisor in Hot Springs?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.