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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rogers, AR

Every SEC-registered investment adviser representative at a firm office in Rogers, with the firms that employ the most of them.

147 registered advisors work in Rogers; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (10). 0 list the CFP designation and 98 are also registered broker representatives.

Firms with the most advisors in Rogers

FirmAdvisors in Rogers
Merrill Lynch, Pierce, Fenner & Smith Incorporated news10
Arvest Wealth Management9
Mach-1 Financial Group, LLC8
Wells Fargo Clearing Services, LLC news8
Edward Jones news7
Stephens7
LPL Financial LLC news6
State Farm Investment Management Corp.6
Waterloo Capital6
Cetera Investment Advisers LLC news5
Hexagon Capital Partners, LLC5
Legacy Capital Wealth Partners, LLC5
Osaic Wealth, Inc. news5
Raymond James & Associates, Inc. news4
Willow4
World Investment Advisors, LLC4
49 Financial3
Heritage Oak Wealth Advisors3
Private Advisor Group, LLC3
Raymond James Financial Services Advisors, Inc. news3
Retirepath Wealth, LLC3
Rockefeller Capital Management news3
Cetera Planning Partners news2
First Citizens Investor Services, Inc.2
Five8 Financial LLC2

Advisors in Rogers, A to Z

Search all of Arkansas →

Other cities in Arkansas

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Little Rock 670Fayetteville 148North Little Rock 92Fort Smith 77Bentonville 69Hot Springs 64Conway 61Jonesboro 52Springdale 50Lowell 44Russellville 42Ft Smith 37Mountain Home 28Searcy 27Harrison 21Bella Vista 20Batesville 18Cabot 17Magnolia 17Hot Springs Village 16Alexander 13Jacksonville 13Van Buren 13Benton 11

Questions

How many financial advisors are in Rogers, AR?

147 investment adviser representatives are registered at firm offices in Rogers, Arkansas, according to the SEC's Investment Adviser Public Disclosure records. 98 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Rogers?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 10 registered advisors in Rogers, followed by Arvest Wealth Management with 9.

How do I check a financial advisor in Rogers?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.