Director of Operations and Chief Compliance Officer · Ipsen Advisor Group
Amy E. Ipsen
CRD 4667033 · Named on Form ADV at one SEC-registered adviser
At a glance
Ipsen Advisor Group, an SEC-registered wealth manager based in Little Rock, AR with $236 million in regulatory assets, lists Amy E. Ipsen on its Form ADV as Director of Operations and Chief Compliance Officer, a control person.
Firms and roles
- Ipsen Advisor GroupDirector of Operations and Chief Compliance OfficerWealth manager · Little Rock, AR · $236M in regulatory assets
AtlasMembers
Amy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Loren M. IpsenChief Executive Officer and Financial Planner, Ipsen Advisor Group
- James N. MerriweatherChief Operations Officer, Ipsen Advisor Group
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Amy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.