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Financial ADVSR advisor directory · SEC adviser records

Waterloo Capital financial advisors in Arkansas

Every SEC-registered investment adviser representative at a Waterloo Capital office in Arkansas, by city and A to Z.

7 registered advisors work at Waterloo Capital in Arkansas, out of 52 nationwide; it's the firm's number 2 state by advisors, and the most are in Rogers (7). 1 list the CFP designation and 2 are also registered broker representatives.

Waterloo Capital advisors by city in Arkansas

Every firm in Arkansas →

Rogers 7

Waterloo Capital advisors in Arkansas, A to Z

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Waterloo Capital advisors in every state →Waterloo Capital: assets, clients and custodians →Advisor Moves: who changed firms this week →

Waterloo Capital in other states

Texas 40Georgia 3

Questions

How many Waterloo Capital financial advisors are in Arkansas?

7 investment adviser representatives are registered at Waterloo Capital offices in Arkansas, according to the SEC's Investment Adviser Public Disclosure records, out of 52 at the firm nationwide. 1 list the CFP designation and 2 are also registered as broker representatives.

Where in Arkansas does Waterloo Capital have the most advisors?

Rogers, with 7. Waterloo Capital has advisors in 1 city in Arkansas.

How do I check a Waterloo Capital advisor in Arkansas?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Waterloo Capital office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.