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Financial ADVSR advisor directory · SEC adviser records

First Trust Advisors LP financial advisors in Austin, TX

Every SEC-registered investment adviser representative at a First Trust Advisors LP office in Austin, A to Z.

30 registered advisors work at First Trust Advisors LP in Austin, out of 563 at the firm nationwide; it ranks number 24 in the city by advisors. 0 list the CFP designation and 29 are also registered broker representatives.

First Trust Advisors LP advisors in Austin, A to Z

Every First Trust Advisors LP advisor →

First Trust Advisors LP advisors in other cities

Wheaton, IL 445Franklin, TN 21Naples, FL 7Boston, MA 3Chicago, IL 3New York, NY 3Denver, CO 2Lake Oswego, OR 2Raleigh, NC 2Tampa, FL 2Atlanta, GA 1Augusta, GA 1Aurora, OH 1Avon, CT 1Birmingham, AL 1

Other firms in Austin

All Austin advisors →

Kestra Advisory Services, LLC 418Dimensional Fund Advisors LP 208Charles Schwab & Co., Inc. 197Merrill Lynch, Pierce, Fenner & Smith Incorporated 137J.P. Morgan Securities LLC 119LPL Financial LLC 117Morgan Stanley 101Wells Fargo Clearing Services, LLC 10049 Financial 91Strategic Advisers LLC 85Edward Jones 72Hub Investment Partners, LLC 68

Questions

How many financial advisors does First Trust Advisors LP have in Austin?

30 investment adviser representatives are registered at First Trust Advisors LP offices in Austin, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 563 nationwide. 0 list the CFP designation and 29 are also registered as broker representatives.

Is First Trust Advisors LP one of the largest advisor employers in Austin?

First Trust Advisors LP ranks number 24 in Austin by registered advisors; Kestra Advisory Services, LLC has the most, with 418.

How do I check a First Trust Advisors LP advisor in Austin?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the First Trust Advisors LP office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.