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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Birmingham, AL

Every SEC-registered investment adviser representative at a firm office in Birmingham, with the firms that employ the most of them.

1,248 registered advisors work in Birmingham; the most are at Stonex Advisors Inc. (119). 0 list the CFP designation and 833 are also registered broker representatives.

Firms with the most advisors in Birmingham

FirmAdvisors in Birmingham
Stonex Advisors Inc.119
Waverly Advisors, LLC94
Wells Fargo Clearing Services, LLC news91
Morgan Stanley news87
Raymond James & Associates, Inc. news53
LPL Financial LLC news47
Merrill Lynch, Pierce, Fenner & Smith Incorporated news40
Oneascent Financial Services LLC33
Cetera Investment Advisers LLC news30
Stifel, Nicolaus & Company, Incorporated news30
Eversource Wealth Advisors, LLC29
Osaic Wealth, Inc. news26
The Welch Group, LLC26
Ameriprise Financial Services, LLC news24
Strategic Advisers LLC23
MML Investors Services, LLC21
Lanark Financial, Inc.20
Raymond James Financial Services Advisors, Inc. news20
Synovus Securities, Inc.16
Ae Wealth Management, LLC15
Cambridge Investment Research Advisors, Inc. news15
Savant Wealth Management news12
Northwestern Mutual Investment Services, LLC10
Oakworth Asset Management, LLC10
Oneascent Wealth Management10

Advisors in Birmingham, A to Z (first 300 of 1,248)

Search all of Alabama →

Other cities in Alabama

All of Alabama →

Huntsville 345Mobile 268Montgomery 184Tuscaloosa 125Vestavia Hills 115Fairhope 113Hoover 93Dothan 87Florence 74Homewood 63Decatur 59Auburn 50Daphne 46Madison 46Gadsden 43Opelika 40Vestavia 31Anniston 27Cullman 26Mountain Brook 22Guntersville 17Prattville 17Trussville 17Foley 16

Questions

How many financial advisors are in Birmingham, AL?

1,248 investment adviser representatives are registered at firm offices in Birmingham, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 833 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Birmingham?

Stonex Advisors Inc., with 119 registered advisors in Birmingham, followed by Waverly Advisors, LLC with 94.

How do I check a financial advisor in Birmingham?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.