Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghTA Advisors Have a Big Impact on Long-Term Care Planning: Northwestern MutualIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsTA Workers Think They're Financially Healthier Than They Are: Voya

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Auburn, AL

Every SEC-registered investment adviser representative at a firm office in Auburn, with the firms that employ the most of them.

50 registered advisors work in Auburn; the most are at Cambridge Investment Research Advisors, Inc. (7). 0 list the CFP designation and 42 are also registered broker representatives.

Firms with the most advisors in Auburn

FirmAdvisors in Auburn
Cambridge Investment Research Advisors, Inc. news7
Osaic Advisory Services, LLC news4
State Farm Investment Management Corp.4
Stifel, Nicolaus & Company, Incorporated news4
Ameriprise Financial Services, LLC news3
Bright Investments, LLC3
Cork Tree Wealth Partners, LLC3
Edward Jones news3
LPL Financial LLC news3
Lipscomb Investment Group, LLC3
Raymond James Financial Services Advisors, Inc. news3
Valic Financial Advisors, Inc.3
Cetera Investment Advisers LLC news2
Aston Sandel1
Eagle Strategies LLC1
J.P. Morgan Securities LLC news1
Osaic Wealth, Inc. news1
Retirement Plans, LLC1
Spc1
Transamerica Retirement Advisors, LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Auburn, A to Z

Search all of Alabama →

Other cities in Alabama

All of Alabama →

Birmingham 1,248Huntsville 345Mobile 268Montgomery 184Tuscaloosa 125Vestavia Hills 115Fairhope 113Hoover 93Dothan 87Florence 74Homewood 63Decatur 59Daphne 46Madison 46Gadsden 43Opelika 40Vestavia 31Anniston 27Cullman 26Mountain Brook 22Guntersville 17Prattville 17Trussville 17Foley 16

Questions

How many financial advisors are in Auburn, AL?

50 investment adviser representatives are registered at firm offices in Auburn, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 42 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Auburn?

Cambridge Investment Research Advisors, Inc., with 7 registered advisors in Auburn, followed by Osaic Advisory Services, LLC with 4.

How do I check a financial advisor in Auburn?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.