Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Mobile, AL
Every SEC-registered investment adviser representative at a firm office in Mobile, with the firms that employ the most of them.
268 registered advisors work in Mobile; the most are at Morgan Stanley (24). 0 list the CFP designation and 214 are also registered broker representatives.
Firms with the most advisors in Mobile
Advisors in Mobile, A to Z
Search all of Alabama →- Richard T. AlexanderEagle Strategies LLC
- Chesley R. AllegriMorgan Stanley
- Ronald AllenLPL Financial LLC · Certified Financial Planner
- Kent E. AmosKovack Advisors, Inc.
- James D. AnkiewiczCetera Investment Advisers LLC
- Robert A. Arendall IIIMitchell, McLeod, Pugh & Williams, Inc.
- George E. Arras Jr.Raymond James & Associates, Inc.
- James P. AullAull & Monroe
- Celia M. BaehrCelia Mann Baehr, Cfp · Certified Financial Planner
- Marilyn V. BaggettKestra Private Wealth Services, LLC
- Jacob D. BakerL&L Financial Services, LLP
- Miles L. BallWealth Management Consultants, LLC
- Bradley C. BiglerAe Wealth Management, LLC
- Marshall C. BlakeLPL Financial LLC
- Greg A. BowenWilkins Miller Wealth Management, LLC · Certified Financial Planner
- David A. BradfordMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeffrey BraleyJ.P. Morgan Securities LLC
- William BrighamBrigham Jr, William H
- Richard BrinsonPNC Wealth Management LLC
- Charles F. Brown IVLPL Financial LLC
- Rebekah M. BrownState Farm Investment Management Corp.
- Megan S. BrunerMorgan Stanley
- Darrell M. ButlerThrivent Investment Management Inc.
- Johanne T. CarrollRaymond James Financial Services Advisors, Inc.
- Brian D. CaseyState Farm Investment Management Corp. · Chartered Financial Consultant
- David B. ChaffeRaymond James & Associates, Inc. · Certified Financial Planner
- Harry D. Childers IIIStifel, Nicolaus & Company, Incorporated
- Marcus S. ChildersStifel, Nicolaus & Company, Incorporated
- Rachel ChipleyState Farm Investment Management Corp.
- Angela M. ChronisterStifel, Nicolaus & Company, Incorporated
- Donal A. CieutatCetera Investment Advisers LLC
- Betty A. ClarkMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Randolph B. CoaleMorgan Stanley
- John D. Cocke IVKairos Asset Advisory, LLC
- Calley C. ColdsmithAmeriprise Financial Services, LLC
- Christopher S. CollinsCetera Investment Advisers LLC
- Donald J. Connick Jr.LPL Financial LLC
- Wesley T. CoodyCambridge Investment Research Advisors, Inc.
- Erin O. CooperMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christopher E. CorleyStonex Advisors Inc.
- Mark J. DabbsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brenton K. DaughdrillMorgan Stanley
- Stephen D. DaughdrillMorgan Stanley
- George V. DavisL&L Financial Services, LLP
- Strawford H. Dees IVEagle Strategies LLC
- Oliver H. Delchamps IIIRaymond James & Associates, Inc.
- Charlene B. DevargasAmeriprise Financial Services, LLC
- Jennifer DismukesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Keith G. Drago Sr.Ameriprise Financial Services, LLC
- W K DrewMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steven D. DrewsWells Fargo Clearing Services, LLC
- Brian A. DriskellL&L Financial Services, LLP
- Eric C. DroblyenFrugal Financial Retirement Plan Services, LLC
- Cullan B. DukeLucia Wealth Management, LLC
- David C. DupuyWells Fargo Advisors Financial Network, LLC
- Mary E. DupuyWells Fargo Advisors Financial Network, LLC
- Kiera G. EarlsMorgan Stanley
- Kellie E. EckMorgan Stanley
- Walter W. EdlerRaymond James & Associates, Inc.
- Chandler C. EdwardsPfs Investments Inc.
- Eugene P. Elebash IVLPL Financial LLC
- Logan T. ElliottCambridge Investment Research Advisors, Inc.
- Jordan A. EllisWells Fargo Clearing Services, LLC
- Lane R. ElmoreEdward Jones
- Raimundo N. EspinheiraEagle Strategies LLC
- Douglas R. FalkinburgCetera Investment Advisers LLC · Certified Financial Planner
- Dennis R. FarrarEagle Strategies LLC
- Earnest M. Farrow Jr.Wells Fargo Advisors Financial Network, LLC
- Hannon E. Fayard Jr.PNC Wealth Management LLC
- John N. FergusonSteward Partners Investment Advisory, LLC · Certified Financial Planner
- Mary G. FinkbohnerWells Fargo Clearing Services, LLC
- Kendall L. FranksPfs Investments Inc.
- John C. GageLPL Financial LLC
- Gaye E. GandyLPL Financial LLC
- Catalin I. GardWells Fargo Clearing Services, LLC
- John GarrettEdward Jones · Certified Financial Planner
- Gary A. Garstecki Sr.Raymond James & Associates, Inc.
- Gabriel L. GehretLPL Financial LLC
- Melissa S. GlaznerStifel, Nicolaus & Company, Incorporated
- Kee P. GoostreeLeavell Investment Management, Inc.
- Joseph D. GrantJ.P. Morgan Securities LLC
- William B. GreenRaymond James Financial Services Advisors, Inc.
- Brett A. GriderCetera Investment Advisers LLC
- Charles H. GriffithWells Fargo Clearing Services, LLC
- Eugene A. GrinsteadLeavell Investment Management, Inc.
- Leon M. Grove IIIGradient Advisors, LLC · Chartered Financial Consultant
- Stephen M. HaidtRetirement Advisors, Inc. · Certified Financial Planner
- Debra F. HaleyAmeriprise Financial Services, LLC
- Gerald M. HammRaymond James & Associates, Inc.
- Charles R. Hanes IIILeavell Investment Management, Inc. · Certified Financial Planner
- Daniel R. HarveyAull & Monroe
- Janet R. HayesLeavell Investment Management, Inc.
- Julie A. HearnStifel, Nicolaus & Company, Incorporated
- Timothy A. HeathPark Avenue Securities LLC
- Selena E. HemphillMorgan Stanley
- John T. HensleyOakworth Asset Management, LLC · Certified Financial Planner
- Paul R. HicksPNC Wealth Management LLC
- Steven R. HolleyRaymond James Financial Services Advisors, Inc.
- Robert M. Hope IIILeavell Investment Management, Inc.
- Allison HornerState Farm Investment Management Corp. · Chartered Financial Consultant
- John Horner IIIWells Fargo Advisors Financial Network, LLC
- Kenneth F. HubbardLeavell Investment Management, Inc.
- William P. HuddleMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Erin D. HudsonEdward Jones
- Patricia C. HudsonEdward Jones
- Brian K. HuntWells Fargo Advisors Financial Network, LLC
- James S. HunterRaymond James Financial Services Advisors, Inc.
- James T. IngeRaymond James & Associates, Inc.
- Gray A. IngleMitchell, McLeod, Pugh & Williams, Inc.
- Thomas F. IturbeMitchell, McLeod, Pugh & Williams, Inc.
- W Garner Jeffery IIIMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Catherine A. JohnsonMorgan Stanley
- Durward B. Johnson IIIPfs Investments Inc.
- Robert J. JohnstonRaymond James & Associates, Inc.
- Donald B. JordanToews Asset Management
- Trace D. JordanEmpower Advisory Group, LLC
- Neil M. KennedyStifel, Nicolaus & Company, Incorporated
- Roland W. KillcreasMorgan Stanley
- Jeremy B. KilpatrickState Farm Investment Management Corp.
- Jarrett L. KingMML Investors Services, LLC
- Kristopher A. KnightLPL Financial LLC
- Matthew D. LadnerAmeriprise Financial Services, LLC
- Rebekah E. LasherLevel Four Advisory Services
- Thomas W. LeavellLeavell Investment Management, Inc.
- James T. Lee IVAmeriprise Financial Services, LLC
- Margaret LefflerEmpower Advisory Group, LLC
- Archie J. LegroneMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Thomas M. Leland Jr.Southeast Asset Advisors, LLC
- James O. LenaghanStifel, Nicolaus & Company, Incorporated
- Thomas B. LillyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Samuel M. LoftinState Farm Investment Management Corp.
- Joseph L. Lomax Jr.Cambridge Investment Research Advisors, Inc.
- Lauren K. LomaxMorgan Stanley
- Maury E. LomaxMorgan Stanley
- Derek M. LouchWells Fargo Clearing Services, LLC · Certified Financial Planner
- Kelsey R. LovettAmeriprise Financial Services, LLC · Certified Financial Planner
- Daniel M. LoweryAmeriprise Financial Services, LLC
- Laureen H. LynnSteward Partners Investment Advisory, LLC
- Raja R. MahtaniEquitable Advisors, LLC
- Ryan R. MahtaniTruist Advisory Services, Inc.
- Ellen B. MarlerPfs Investments Inc.
- Charles R. Mayhall IIILPL Financial LLC · Certified Financial Planner
- Raymond A. McCaffrey IVCambridge Investment Research Advisors, Inc.
- Roger E. McConnellEdward Jones
- Cheryl A. McCormick-HannEdward Jones
- John J. McDonaldAmeriprise Financial Services, LLC
- William S. McFaddenSteward Partners Investment Advisory, LLC
- Katherine M. McGinleyMitchell, McLeod, Pugh & Williams, Inc.
- David P. McGrathOakworth Asset Management, LLC · Chartered Financial Analyst
- Carson L. McGrawEquitable Advisors, LLC
- Marvin K. McGrawKovack Advisors, Inc.
- Michael McKeanAmeriprise Financial Services, LLC
- Douglas R. McLeodMitchell, McLeod, Pugh & Williams, Inc.
- Gina G. McWhorterOsaic Wealth, Inc.
- Matthew A. McWhorterEagle Strategies LLC
- Zachary M. MeltonAmeriprise Financial Services, LLC
- Andrew J. MeyersState Farm Investment Management Corp. · Chartered Financial Consultant
- Paul S. MilazzoState Farm Investment Management Corp.
- Richard MitchellMitchell, McLeod, Pugh & Williams, Inc.
- William E. MonroeAull & Monroe
- Thomas J. Montz Sr.Raymond James Financial Services Advisors, Inc.
- John R. MoodyFrugal Financial Retirement Plan Services, LLC
- William M. Moore Jr.Stifel, Nicolaus & Company, Incorporated
- Lacy G. MulroySimplicity Wealth
- Dariel P. MurrayWilkins Miller Wealth Management, LLC
- Corey P. MusgraveEdward Jones
- Nicholas A. MyersL&L Financial Services, LLP
- Calvin C. NettlesL&L Financial Services, LLP
- Makeda D. NicholsState Farm Investment Management Corp. · Chartered Financial Consultant
- Norman M. NicolsonStifel, Nicolaus & Company, Incorporated
- William K. Nicrosi IILeavell Investment Management, Inc. · Certified Financial Planner
- Christopher D. NixLeavell Investment Management, Inc.
- Morgan S. NixStifel, Nicolaus & Company, Incorporated
- Edward B. NorfleetLeavell Investment Management, Inc. · Chartered Financial Analyst
- Nathan R. NovotnyCetera Investment Advisers LLC
- Meredith L. NowellWilliams Financial Group
- Ashley M. O'BrienMerrill Lynch, Pierce, Fenner & Smith Incorporated
- James M. Ollis IIICambridge Investment Research Advisors, Inc.
- Dalton K. OwensLeavell Investment Management, Inc.
- Garrett PalesanoState Farm Investment Management Corp.
- Leigh J. ParksMorgan Stanley
- Andrew S. PassmoreOsaic Wealth, Inc. · Certified Financial Planner
- Christopher M. PattersonL&L Financial Services, LLP
- Eugenia L. PaulkMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jaleel PaynePfs Investments Inc.
- Edwin L. Peters Jr.LPL Financial LLC · Chartered Financial Consultant
- Robert E. PetroWells Fargo Advisors Financial Network, LLC
- Christopher R. PiercePark Avenue Securities LLC · Certified Financial Planner, Chartered Financial Consultant
- Charisse A. PierreMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Norman D. PitmanLeavell Investment Management, Inc. · Certified Financial Planner
- Grace A. PlashEdward Jones
- Samuel PlashEdward Jones
- Roy B. Price IIIRaymond James & Associates, Inc.
- Kyle C. PughMitchell, McLeod, Pugh & Williams, Inc.
- W S. RadcliffMorgan Stanley
- W Hutchings RadcliffMorgan Stanley
- Raymond J. RapozaRaymond James Financial Services Advisors, Inc.
- Amin J. RathlePNC Wealth Management LLC
- Daron D. Ray Jr.Osaic Wealth, Inc.
- Patrick G. RehmCetera Investment Advisers LLC
- Charlene F. ReyesCetera Investment Advisers LLC · Certified Financial Planner
- Kassi E. ReynoldsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ann RichardsonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Eric W. RickeyEdward Jones
- Joseph E. RinghofferStifel, Nicolaus & Company, Incorporated
- Robyn J. RobertsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Cynthia L. RobertsonCambridge Investment Research Advisors, Inc.
- Christopher B. RousselPark Avenue Securities LLC
- Paul A. RussellMorgan Stanley
- Jennifer M. RyderAmeriprise Financial Services, LLC
- James C. SalemRaymond James & Associates, Inc.
- Cassandra L. SamajMML Investors Services, LLC
- Jerome SandersPrincipal Securities, Inc.
- James E. SandiferWaverly Advisors, LLC · Certified Financial Planner
- Anita P. SawrieRaymond James & Associates, Inc.
- Christopher C. SchatzmanMorgan Stanley
- Ronald A. SchleyIndependent Financial Group, LLC · Chartered Financial Consultant
- Brian P. Schmitt Jr.Northwestern Mutual Investment Services, LLC
- Ryan L. SchumannRaymond James & Associates, Inc.
- Steven C. SetterstromMorgan Stanley
- Steven C. Setterstrom Jr.Morgan Stanley
- John M. ShieldsMorgan Stanley
- Michael A. ShirkMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jane T. ShropshireEquitable Advisors, LLC
- Mollie C. SingleterryState Farm Investment Management Corp.
- Nathan SkipperState Farm Investment Management Corp.
- Anitra K. SmithMorgan Stanley
- Mark D. SmithWells Fargo Advisors Financial Network, LLC
- Sadee J. SnedigarMorgan Stanley
- Raeann StablerMorgan Stanley
- Richard M. StimpsonLeavell Investment Management, Inc.
- John W. Stubbs Jr.Osaic Wealth, Inc.
- Timothy S. TaylorEdward Jones
- Lisa M. TharpFrugal Financial Retirement Plan Services, LLC
- Aaron S. ThigpenEdward Jones
- Jenny L. ThomasAull & Monroe
- John E. ThompsonWells Fargo Advisors Financial Network, LLC · Certified Financial Planner
- Kellie B. ThompsonSteward Partners Investment Advisory, LLC
- Stephen B. ThompsonIntegrity Alliance, LLC.
- Charles D. ThussAull & Monroe
- Jamie L. ThussAull & Monroe · Certified Financial Planner
- Michael J. TurlingtonCambridge Investment Research Advisors, Inc.
- Selwyn H. Turner IVMitchell, McLeod, Pugh & Williams, Inc. · Chartered Financial Analyst
- Claudia L. TwilleyStifel, Nicolaus & Company, Incorporated
- Thomas B. Van Antwerp Jr.Mitchell, McLeod, Pugh & Williams, Inc.
- Samuel E. Vaughan Jr.Ameriprise Financial Services, LLC
- David B. WalkerRaymond James & Associates, Inc. · Certified Financial Planner
- David T. WallacePark Avenue Securities LLC
- Jessica WalleyEdward Jones
- Ryan N. WeakleyRaymond James & Associates, Inc.
- Britney C. WeaverWells Fargo Clearing Services, LLC
- James K. Webb Jr.Cambridge Investment Research Advisors, Inc.
- Dominique C. WestMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Hayden A. WhetstoneMorgan Stanley · Certified Financial Planner
- Cameron WhiteState Farm Investment Management Corp.
- Gaden D. WhiteCetera Investment Advisers LLC
- Palmer G. WhitingMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Billy R. WilliamsWilliams Financial Group · Certified Financial Planner, Chartered Financial Consultant
- James A. WilliamsStifel, Nicolaus & Company, Incorporated
- John M. WilliamsLeavell Investment Management, Inc.
- Matt A. WilliamsWilliams Financial Group
- Janet T. WilsonCambridge Investment Research Advisors, Inc.
- William A. WingWells Fargo Clearing Services, LLC
- Jessica WomackCetera Investment Advisers LLC
- Marvin R. WoodallLevel Four Advisory Services
- Thomas G. ZarzourWells Fargo Clearing Services, LLC
- Jonathan C. ZimlichPark Avenue Securities LLC · Certified Financial Planner
- Steven G. ZutzWells Fargo Clearing Services, LLC
Other cities in Alabama
All of Alabama →Birmingham 1,248Huntsville 345Montgomery 184Tuscaloosa 125Vestavia Hills 115Fairhope 113Hoover 93Dothan 87Florence 74Homewood 63Decatur 59Auburn 50Daphne 46Madison 46Gadsden 43Opelika 40Vestavia 31Anniston 27Cullman 26Mountain Brook 22Guntersville 17Prattville 17Trussville 17Foley 16
Questions
How many financial advisors are in Mobile, AL?
268 investment adviser representatives are registered at firm offices in Mobile, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 214 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Mobile?
Morgan Stanley, with 24 registered advisors in Mobile, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 19.
How do I check a financial advisor in Mobile?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.