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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Montgomery, AL

Every SEC-registered investment adviser representative at a firm office in Montgomery, with the firms that employ the most of them.

184 registered advisors work in Montgomery; the most are at Stifel, Nicolaus & Company, Incorporated (26). 0 list the CFP designation and 148 are also registered broker representatives.

Firms with the most advisors in Montgomery

FirmAdvisors in Montgomery
Stifel, Nicolaus & Company, Incorporated news26
Morgan Stanley news22
Merrill Lynch, Pierce, Fenner & Smith Incorporated news19
Raymond James & Associates, Inc. news11
Raymond James Financial Services Advisors, Inc. news8
Waverly Advisors, LLC8
Jackson Thornton Wealth Management, LLC7
UBS Financial Services Inc. news7
State Farm Investment Management Corp.6
Wells Fargo Advisors Financial Network, LLC news6
Captrust news5
Marble Wealth, LLC5
Pfs Investments Inc.5
Cambridge Investment Research Advisors, Inc. news4
Wells Fargo Clearing Services, LLC news4
Cetera Investment Advisers LLC news3
Eagle Strategies LLC3
First Command Advisory Services3
LPL Financial LLC news3
Stonex Advisors Inc.3
Tucker Financial Group3
Ameriprise Financial Services, LLC news2
Edward Jones news2
Kestra Advisory Services, LLC news2
MML Investors Services, LLC2

Advisors in Montgomery, A to Z

Search all of Alabama →

Other cities in Alabama

All of Alabama →

Birmingham 1,248Huntsville 345Mobile 268Tuscaloosa 125Vestavia Hills 115Fairhope 113Hoover 93Dothan 87Florence 74Homewood 63Decatur 59Auburn 50Daphne 46Madison 46Gadsden 43Opelika 40Vestavia 31Anniston 27Cullman 26Mountain Brook 22Guntersville 17Prattville 17Trussville 17Foley 16

Questions

How many financial advisors are in Montgomery, AL?

184 investment adviser representatives are registered at firm offices in Montgomery, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 148 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Montgomery?

Stifel, Nicolaus & Company, Incorporated, with 26 registered advisors in Montgomery, followed by Morgan Stanley with 22.

How do I check a financial advisor in Montgomery?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.