Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Cetera Investment Advisers LLC financial advisors in Montgomery, AL

Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in Montgomery, A to Z.

The short answer

3 registered advisors work at Cetera Investment Advisers LLC in Montgomery, out of 9,253 at the firm nationwide; it ranks number 15 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Cetera Investment Advisers LLC advisors in Montgomery, A to Z

Every Cetera Investment Advisers LLC advisor →

Cetera Investment Advisers LLC advisors in every city and state →Cetera Investment Advisers LLC: assets, clients and custodians →Cetera news and advisor moves →Advisor Moves: who changed firms this week →

Cetera Investment Advisers LLC advisors in other cities

San Diego, CA 107Omaha, NE 100Phoenix, AZ 94Dallas, TX 89Minneapolis, MN 89St Louis, MO 85Houston, TX 75Scottsdale, AZ 73El Segundo, CA 72New York, NY 66Overland Park, KS 63St Cloud, MN 57Tampa, FL 55Honolulu, HI 52Minnetonka, MN 52

Other firms in Montgomery

All Montgomery advisors →

Stifel, Nicolaus & Company, Incorporated 25Morgan Stanley 21Merrill Lynch, Pierce, Fenner & Smith Incorporated 14Raymond James & Associates, Inc. 11Jackson Thornton Wealth Management, LLC 7Raymond James Financial Services Advisors, Inc. 7UBS Financial Services Inc. 6Wells Fargo Advisors Financial Network, LLC 6Captrust 5Marble Wealth, LLC 5Pfs Investments Inc. 5State Farm Investment Management Corp. 5

Questions

How many financial advisors does Cetera Investment Advisers LLC have in Montgomery?

3 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in Montgomery, Alabama, according to the SEC's Investment Adviser Public Disclosure records, out of 9,253 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Cetera Investment Advisers LLC one of the largest advisor employers in Montgomery?

Cetera Investment Advisers LLC ranks number 15 in Montgomery by registered advisors; Stifel, Nicolaus & Company, Incorporated has the most, with 25.

How do I check a Cetera Investment Advisers LLC advisor in Montgomery?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.