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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in Montgomery, AL

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Montgomery, A to Z.

The short answer

4 registered advisors work at Wells Fargo Clearing Services, LLC in Montgomery, out of 13,134 at the firm nationwide; it ranks number 14 in the city by advisors. 2 list the CFP designation and 4 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors in Montgomery, A to Z

Every Wells Fargo Clearing Services, LLC advisor →

Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC advisors in other cities

St. Louis, MO 712Charlotte, NC 342New York, NY 324Salt Lake City, UT 201Minneapolis, MN 196San Diego, CA 170Houston, TX 167Scottsdale, AZ 147Irvine, CA 135Walnut Creek, CA 135Los Angeles, CA 127McLean, VA 119Seattle, WA 116Richmond, VA 114Fort Worth, TX 112

Other firms in Montgomery

All Montgomery advisors →

Stifel, Nicolaus & Company, Incorporated 25Morgan Stanley 21Merrill Lynch, Pierce, Fenner & Smith Incorporated 14Raymond James & Associates, Inc. 11Jackson Thornton Wealth Management, LLC 7Raymond James Financial Services Advisors, Inc. 7UBS Financial Services Inc. 6Wells Fargo Advisors Financial Network, LLC 6Captrust 5Marble Wealth, LLC 5Pfs Investments Inc. 5State Farm Investment Management Corp. 5

Questions

How many financial advisors does Wells Fargo Clearing Services, LLC have in Montgomery?

4 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Montgomery, Alabama, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 nationwide. 2 list the CFP designation and 4 are also registered as broker representatives.

Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Montgomery?

Wells Fargo Clearing Services, LLC ranks number 14 in Montgomery by registered advisors; Stifel, Nicolaus & Company, Incorporated has the most, with 25.

How do I check a Wells Fargo Clearing Services, LLC advisor in Montgomery?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.