Adviser and broker representative · Stifel, Nicolaus & Company, Incorporated
Johnny F. Dunn
CRD 1244239 · Montgomery, AL
At a glance
Johnny F. Dunn is an investment adviser representative with Stifel, Nicolaus & Company, Incorporated in Montgomery, AL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Johnny’s SEC record dates to 2002, about 24 years ago. Johnny is also registered as a broker representative.
Current advisory firm
- Stifel, Nicolaus & Company, IncorporatedSince October 2010Montgomery, AL · $198B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Johnny’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.