Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Mountain Brook, AL
Every SEC-registered investment adviser representative at a firm office in Mountain Brook, with the firms that employ the most of them.
22 registered advisors work in Mountain Brook; the most are at Charles Schwab & Co., Inc. (9). 3 list the CFP designation and 17 are also registered broker representatives.
Firms with the most advisors in Mountain Brook
Advisors in Mountain Brook, A to Z
CFP advisors in Mountain Brook →- Paul W. AbeleCanterbury Investment Advisors LLC
- Jonathan Q. ArnoldWells Fargo Clearing Services, LLC
- John P. BostonJ.P. Morgan Securities LLC
- Madison F. CummingsCharles Schwab & Co., Inc.
- Jonathan M. CunninghamCetera Investment Advisers LLC
- Grant A. DaltonCharles Schwab & Co., Inc.
- Samuel D. HaskellColarion
- Michael R. HaugheryCharles Schwab & Co., Inc. · Certified Financial Planner
- Jeffrey S. HinrichsCharles Schwab & Co., Inc. · Certified Financial Planner
- Md N. HossainCharles Schwab & Co., Inc.
- David Jackson IIIColarion · Certified Financial Planner
- Gary L. Jester Jr.Charles Schwab & Co., Inc.
- Michael B. KetchumTiaa-Cref Individual & Institutional Services, LLC
- Edward U. Kissel IVForager Capital Management, LLC
- Joshua R. LittleCetera Investment Advisers LLC
- Jody A. NewsomeCharles Schwab & Co., Inc.
- Wesley PlunkStrategic Advisers LLC
- Robert E. SchulerLPL Enterprise, LLC
- Adam G. SetasMerrill Lynch, Pierce, Fenner & Smith Incorporated
- William W. ShawCharles Schwab & Co., Inc.
- Vanessa TaveraCharles Schwab & Co., Inc.
- Johnathan N. WilhelmForager Capital Management, LLC
Other cities in Alabama
All of Alabama →Birmingham 1,170Huntsville 334Mobile 258Montgomery 164Tuscaloosa 119Fairhope 117Vestavia Hills 113Hoover 90Dothan 80Florence 70Homewood 63Decatur 50Auburn 48Daphne 48Madison 48Opelika 39Gadsden 38Vestavia 31Cullman 25Anniston 22Gulf Shores 17Trussville 16Foley 15Guntersville 14
Questions
How many financial advisors are in Mountain Brook, AL?
22 investment adviser representatives are registered at firm offices in Mountain Brook, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 17 of them are also registered as broker representatives, and 3 list the CFP designation.
Which firm has the most financial advisors in Mountain Brook?
Charles Schwab & Co., Inc., with 9 registered advisors in Mountain Brook, followed by Cetera Investment Advisers LLC with 2.
How do I check a financial advisor in Mountain Brook?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.