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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Tuscaloosa, AL

Every SEC-registered investment adviser representative at a firm office in Tuscaloosa, with the firms that employ the most of them.

119 registered advisors work in Tuscaloosa; the most are at Morgan Stanley (26). 15 list the CFP designation and 97 are also registered broker representatives.

Firms with the most advisors in Tuscaloosa

FirmAdvisors in Tuscaloosa
Morgan Stanley news26
Raymond James & Associates, Inc. news13
Ameriprise Financial Services, LLC news12
Raymond James Financial Services Advisors, Inc. news12
Jmf Capstone Wealth Management7
Stifel, Nicolaus & Company, Incorporated news7
Wrs Financial Services, L.L.C.7
Edward Jones news5
Osaic Wealth, Inc. news5
Canterbury Capital Wealth Management, LLC4
Cetera Investment Advisers LLC news3
MML Investors Services, LLC3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Financial Economics Consulting Group, Inc.2
Pfs Investments Inc.2
Eagle Strategies LLC1
Equitable Advisors, LLC news1
Fisher Investments news1
Moneta Group Investment Advisors, LLC1
Money Concepts Capital Corp.1
State Farm Investment Management Corp.1
Stonex Advisors Inc.1
Wells Fargo Advisors Financial Network, LLC news1

Advisors in Tuscaloosa, A to Z

CFP advisors in Tuscaloosa →

Other cities in Alabama

All of Alabama →

Birmingham 1,170Huntsville 334Mobile 258Montgomery 164Fairhope 117Vestavia Hills 113Hoover 90Dothan 80Florence 70Homewood 63Decatur 50Auburn 48Daphne 48Madison 48Opelika 39Gadsden 38Vestavia 31Cullman 25Anniston 22Mountain Brook 22Gulf Shores 17Trussville 16Foley 15Guntersville 14

Questions

How many financial advisors are in Tuscaloosa, AL?

119 investment adviser representatives are registered at firm offices in Tuscaloosa, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 97 of them are also registered as broker representatives, and 15 list the CFP designation.

Which firm has the most financial advisors in Tuscaloosa?

Morgan Stanley, with 26 registered advisors in Tuscaloosa, followed by Raymond James & Associates, Inc. with 13.

How do I check a financial advisor in Tuscaloosa?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.