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Chief Compliance Officer · JMF Capstone Wealth Management

Joel W. Lake

CRD 6261468 · Named on Form ADV at one SEC-registered adviser

At a glance

JMF Capstone Wealth Management, an SEC-registered wealth manager based in Tuscaloosa, AL with $416 million in regulatory assets, lists Joel W. Lake on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Joel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.