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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Gadsden, AL

Every SEC-registered investment adviser representative at a firm office in Gadsden, with the firms that employ the most of them.

38 registered advisors work in Gadsden; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (9). 5 list the CFP designation and 38 are also registered broker representatives.

Firms with the most advisors in Gadsden

FirmAdvisors in Gadsden
Merrill Lynch, Pierce, Fenner & Smith Incorporated news9
Wells Fargo Advisors Financial Network, LLC news4
Cetera Investment Advisers LLC news3
LPL Financial LLC news3
Raymond James & Associates, Inc. news3
Wells Fargo Clearing Services, LLC news3
Axient Investment Advisors LLC2
Cambridge Investment Research Advisors, Inc. news2
Morgan Stanley news2
Northwestern Mutual Investment Services, LLC2
Edward Jones news1
Level Four Advisory Services1
Osaic Wealth, Inc. news1
State Farm Investment Management Corp.1
T. Rowe Price Advisory Services, Inc.1

Advisors in Gadsden, A to Z

CFP advisors in Gadsden →

Other cities in Alabama

All of Alabama →

Birmingham 1,170Huntsville 334Mobile 258Montgomery 164Tuscaloosa 119Fairhope 117Vestavia Hills 113Hoover 90Dothan 80Florence 70Homewood 63Decatur 50Auburn 48Daphne 48Madison 48Opelika 39Vestavia 31Cullman 25Anniston 22Mountain Brook 22Gulf Shores 17Trussville 16Foley 15Guntersville 14

Questions

How many financial advisors are in Gadsden, AL?

38 investment adviser representatives are registered at firm offices in Gadsden, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 38 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Gadsden?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 9 registered advisors in Gadsden, followed by Wells Fargo Advisors Financial Network, LLC with 4.

How do I check a financial advisor in Gadsden?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.