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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Daphne, AL

Every SEC-registered investment adviser representative at a firm office in Daphne, with the firms that employ the most of them.

46 registered advisors work in Daphne; the most are at Edward Jones (8). 0 list the CFP designation and 32 are also registered broker representatives.

Firms with the most advisors in Daphne

FirmAdvisors in Daphne
Edward Jones news8
Osaic Wealth, Inc. news6
Southern Capital Services Inc.4
LPL Financial LLC news3
Wells Fargo Clearing Services, LLC news3
6th Street Advisors, LLC2
Cetera Investment Advisers LLC news2
Cornerstone Investment Management And Consulting,llc2
Impact Partnership Wealth, LLC2
International Assets Investment Management, LLC2
49 Financial1
Charter Wealth Management1
Colomb Investment Management Company, LLC1
Eagle Strategies LLC1
Equitable Advisors, LLC news1
Gantt Financial Advisors, LLC1
Montz Harcus Wealth Management1
Navy Federal Investment Services, LLC1
PNC Wealth Management LLC1
Pfs Investments Inc.1
RBC Capital Markets, LLC news1
State Farm Investment Management Corp.1
Wealth Management Consultants, LLC1

Advisors in Daphne, A to Z

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Other cities in Alabama

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Birmingham 1,248Huntsville 345Mobile 268Montgomery 184Tuscaloosa 125Vestavia Hills 115Fairhope 113Hoover 93Dothan 87Florence 74Homewood 63Decatur 59Auburn 50Madison 46Gadsden 43Opelika 40Vestavia 31Anniston 27Cullman 26Mountain Brook 22Guntersville 17Prattville 17Trussville 17Foley 16

Questions

How many financial advisors are in Daphne, AL?

46 investment adviser representatives are registered at firm offices in Daphne, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 32 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Daphne?

Edward Jones, with 8 registered advisors in Daphne, followed by Osaic Wealth, Inc. with 6.

How do I check a financial advisor in Daphne?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.