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Chief Compliance Officer; Vice-President · Southern Capital Services Inc

Wendy L. Nelson Bailey

CRD 1985291 · Named on Form ADV at one SEC-registered adviser

At a glance

Southern Capital Services Inc, an SEC-registered wealth manager based in Daphne, AL with $192 million in regulatory assets, lists Wendy L. Nelson Bailey on its Form ADV as Chief Compliance Officer; Vice-President, a control person.

Firms and roles

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Wendy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wendy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.