Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Mountain Brook, AL

Every SEC-registered financial advisor at a firm office in Mountain Brook who lists the Certified Financial Planner designation, A to Z.

3 CFP professionals work in Mountain Brook; the most are at Charles Schwab & Co., Inc. (2). 2 are also registered broker representatives.

CFP advisors in Mountain Brook, A to Z

Every advisor in Mountain Brook →

Michael R. HaugheryCharles Schwab & Co., Inc. · Certified Financial Planner
Jeffrey S. HinrichsCharles Schwab & Co., Inc. · Certified Financial Planner
David Jackson IIIColarion · Certified Financial Planner

Firms with the most CFP professionals in Mountain Brook

Charles Schwab & Co., Inc. 2 Colarion 1

CFP advisors in other Alabama cities

All of Alabama →

Birmingham 208 Huntsville 64 Mobile 22 Vestavia Hills 22 Montgomery 17 Fairhope 15 Tuscaloosa 15 Hoover 14 Homewood 11 Daphne 10 Madison 10 Dothan 9 Florence 7 Opelika 6 Auburn 5 Gadsden 5 Vestavia 5 Alexander City 3 Anniston 3 Cullman 3 Decatur 3 Gulf Shores 3

Questions

How many CFP financial advisors are in Mountain Brook, AL?

3 SEC-registered investment adviser representatives at firm offices in Mountain Brook, Alabama list the CFP designation; Charles Schwab & Co., Inc. employs the most of them (2).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Mountain Brook?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.