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Financial ADVSR advisor directory · SEC adviser records

Aull & Monroe financial advisors in Mobile, AL

Every SEC-registered investment adviser representative at a Aull & Monroe office in Mobile, A to Z.

5 registered advisors work at Aull & Monroe in Mobile, out of 5 at the firm nationwide; it ranks number 17 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Aull & Monroe advisors in Mobile, A to Z

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Aull & Monroe advisors in every city and state →Aull & Monroe: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Mobile

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Morgan Stanley 22Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Raymond James & Associates, Inc. 14Ameriprise Financial Services, LLC 13Edward Jones 13Leavell Investment Management, Inc. 13LPL Financial LLC 12State Farm Investment Management Corp. 12Stifel, Nicolaus & Company, Incorporated 12Cambridge Investment Research Advisors, Inc. 9Cetera Investment Advisers LLC 9Wells Fargo Clearing Services, LLC 9

Questions

How many financial advisors does Aull & Monroe have in Mobile?

5 investment adviser representatives are registered at Aull & Monroe offices in Mobile, Alabama, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Aull & Monroe one of the largest advisor employers in Mobile?

Aull & Monroe ranks number 17 in Mobile by registered advisors; Morgan Stanley has the most, with 22.

How do I check a Aull & Monroe advisor in Mobile?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Aull & Monroe office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.