Investment adviser representative · Kairos Asset Advisory, LLC
John D. Cocke IV
CRD 3111108 · Mobile, AL
At a glance
John D. Cocke IV is an investment adviser representative with Kairos Asset Advisory, LLC in Mobile, AL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on John’s SEC record dates to 2008, about 18 years ago.
Current advisory firm
- Kairos Asset Advisory, LLCSince September 2010Mobile, AL · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
John’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.