Chief Compliance Officer · Lyons View Capital, LLC
Sarah J. Zink
CRD 2602716 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Lyons View Capital, LLC, an SEC-registered asset manager based in Auburn, AL with $0 in regulatory assets, lists Sarah J. Zink on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Sarah at 1 other registered adviser.
Firms and roles
- Lyons View Capital, LLCChief Compliance OfficerAsset manager · Auburn, AL · $0M in regulatory assets
- Bright Investments, LLCChief Operating Officer and Chief Compliance OfficerAsset manager · Auburn, AL · $152M in regulatory assets
AtlasMembers
Sarah’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Theodore R. DavisPresident and 46% Member Interest Lyons View Capital, LLC, Lyons View Capital, LLC
- John F. BrightPresident, Bright Investments, LLC
- Thomas M. KuceraExecutive Vice President and Analyst, Bright Investments, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sarah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.