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Financial ADVSR advisor directory · SEC adviser records

Osaic Advisory Services, LLC financial advisors in Auburn, AL

Every SEC-registered investment adviser representative at a Osaic Advisory Services, LLC office in Auburn, A to Z.

The short answer

4 registered advisors work at Osaic Advisory Services, LLC in Auburn, out of 329 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Osaic Advisory Services, LLC advisors in Auburn, A to Z

Every Osaic Advisory Services, LLC advisor →

Osaic Advisory Services, LLC advisors in every city and state →Osaic Advisory Services, LLC: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Advisory Services, LLC advisors in other cities

Atlanta, GA 74Mayfield Hts, OH 11Omaha, NE 11Scottsdale, AZ 8Aurora, OH 7Meridian, ID 7Pocatello, ID 7Colorado Springs, CO 5Frankfort, KY 5Plantation, FL 5The Woodlands, TX 5Appleton, WI 4Gettysburg, PA 4Houston, TX 4San Diego, CA 4

Other firms in Auburn

All Auburn advisors →

Cambridge Investment Research Advisors, Inc. 7LPL Financial LLC 4Ameriprise Financial Services, LLC 3Bright Investments, LLC 3Cork Tree Wealth Partners, LLC 3Lipscomb Investment Group, LLC 3State Farm Investment Management Corp. 3Stifel, Nicolaus & Company, Incorporated 3Valic Financial Advisors, Inc. 3

Questions

How many financial advisors does Osaic Advisory Services, LLC have in Auburn?

4 investment adviser representatives are registered at Osaic Advisory Services, LLC offices in Auburn, Alabama, according to the SEC's Investment Adviser Public Disclosure records, out of 329 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Osaic Advisory Services, LLC one of the largest advisor employers in Auburn?

Osaic Advisory Services, LLC ranks number 3 in Auburn by registered advisors; Cambridge Investment Research Advisors, Inc. has the most, with 7.

How do I check a Osaic Advisory Services, LLC advisor in Auburn?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Advisory Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.