Financial ADVSR advisor directory · SEC adviser records
Osaic Advisory Services, LLC financial advisors in Houston, TX
Every SEC-registered investment adviser representative at a Osaic Advisory Services, LLC office in Houston, A to Z.
The short answer
4 registered advisors work at Osaic Advisory Services, LLC in Houston, out of 301 at the firm nationwide; it ranks number 134 in the city by advisors. 2 list the CFP designation and 4 are also registered broker representatives.
Osaic Advisory Services, LLC advisors in Houston, A to Z
Every Osaic Advisory Services, LLC advisor →- William C. HanfAlso a broker rep
- Jack L. Jones Jr.Certified Financial Planner · Also a broker rep
- Eduardo E. MartinezAlso a broker rep
- Stanley E. RobareCertified Financial Planner · Also a broker rep
Osaic Advisory Services, LLC advisors in every city and state →Osaic Advisory Services, LLC: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Advisory Services, LLC advisors in other cities
Atlanta, GA 71Omaha, NE 11Mayfield Hts, OH 9Pocatello, ID 7Colorado Springs, CO 6Frankfort, KY 6Meridian, ID 6Scottsdale, AZ 6Bloomfield Hills, MI 5Auburn, AL 4Manasquan, NJ 4San Diego, CA 4The Woodlands, TX 4Windsor, CT 4Appleton, WI 3
Other firms in Houston
All Houston advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76
Questions
How many financial advisors does Osaic Advisory Services, LLC have in Houston?
4 investment adviser representatives are registered at Osaic Advisory Services, LLC offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 301 nationwide. 2 list the CFP designation and 4 are also registered as broker representatives.
Is Osaic Advisory Services, LLC one of the largest advisor employers in Houston?
Osaic Advisory Services, LLC ranks number 134 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.
How do I check a Osaic Advisory Services, LLC advisor in Houston?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Advisory Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.