Managing Member · Bonaventure Capital, LLC
Steven M. Dauphin
CRD 2784306 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Bonaventure Capital, LLC, an SEC-registered wealth manager based in Birmingham, AL with $494 million in regulatory assets, lists Steven M. Dauphin on its Form ADV as Managing Member, a control person. The SEC filings also name Steven at 1 other registered adviser.
Firms and roles
- Bonaventure Capital, LLCManaging MemberWealth manager · Birmingham, AL · $494M in regulatory assets
- Fidelis Capital, LLCMemberPrivate fund adviser · Birmingham, AL · $18M in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- William E. ReiserManaging Member and Chief Compliance Officer, Bonaventure Capital, LLC
- Billy L. HarbertMember, Bonaventure Capital, LLC
- James O. ReinMember, Bonaventure Capital, LLC
- John S. SteinMember, Chief Compliance Officer, Fidelis Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.