Wealth manager, independent · Birmingham, AL
Bonaventure Capital, LLC
SEC-registered investment adviser · CRD 120780 · SEC 801-64141
At a glance
Bonaventure Capital, LLC is an SEC-registered investment adviser based in Birmingham, Alabama, with $494 million in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 19 individual clients. By Form ADV it is a wealth manager, ranked 2,926th of 8,915 wealth managers and 7,879th of 17,210 SEC-registered advisers by assets.
Main office 205-775-7971bonaventurecapital.netAs filed on Form ADV
- Regulatory AUM
- $494M
- Rank among wealth managers
- #2,926 of 8,915
- Rank among all SEC RIAs
- #7,879 of 17,210
- Rank in Alabama
- #40 of 92
- Individual clients
- 19
- High-net-worth clients
- 19
- Accounts
- 30
- Discretionary
- 31% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- William E. ReiserManaging Member and Chief Compliance Officer
- Steven M. DauphinManaging Member
- Billy L. HarbertMember
- James O. ReinMember
Custody and brokerage
Broker-dealer
Broker-dealer named in its brochure
Its Form ADV brochure (filed March 2026) names Redmont Capital Markets as the broker-dealer its advisers are registered with.
Item 10 - Other Financial Industry Activities and Affiliations John Stein, Member and Chief Compliance Officer of Fidelis, is a registered representative of Redmont Capital Markets, LLC, a broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 19 | $365M | 74% |
| Pooled investment vehicles | 5 | $58M | 12% |
| Corporations or other businesses | – | $35M | 7% |
| Investment companies | 1 | $32M | 6% |
| Other investment advisers | – | $4M | <1% |
Private funds
Bonaventure Capital, LLC reports 4 private funds with $39M in gross assets: hedge funds, private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Bonaventure Capital, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗bonaventurecapital.net ↗
AtlasMembers
The full record on Bonaventure Capital, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 5,486 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Bonaventure Capital, LLC manage?
Bonaventure Capital, LLC reports $494 million in regulatory assets under management across 30 accounts, 31% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Bonaventure Capital, LLC?
Bonaventure Capital, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Bonaventure Capital, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($365 million, 19 clients); pooled investment vehicles ($58 million, 5 clients); corporations or other businesses ($35 million).
Does Bonaventure Capital, LLC manage private funds?
Yes. It reports 4 private funds with $39 million in gross assets, including hedge funds, private equity funds.
Does Bonaventure Capital, LLC have any disciplinary history?
Bonaventure Capital, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Bonaventure Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →