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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Birmingham, AL

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Birmingham, A to Z.

The short answer

43 registered advisors work at LPL Financial LLC in Birmingham, out of 21,098 at the firm nationwide; it ranks number 6 in the city by advisors. 10 list the CFP designation and 42 are also registered broker representatives.

LPL Financial LLC advisors in Birmingham, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Birmingham

All Birmingham advisors →

Stonex Advisors Inc. 105Waverly Advisors, LLC 99Wells Fargo Clearing Services, LLC 91Morgan Stanley 83Raymond James & Associates, Inc. 52Merrill Lynch, Pierce, Fenner & Smith Incorporated 42Oneascent Financial Services LLC 32Stifel, Nicolaus & Company, Incorporated 30Cetera Investment Advisers LLC 27Eversource Wealth Advisors, LLC 26The Welch Group, LLC 26Osaic Wealth, Inc. 25

Questions

How many financial advisors does LPL Financial LLC have in Birmingham?

43 investment adviser representatives are registered at LPL Financial LLC offices in Birmingham, Alabama, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 10 list the CFP designation and 42 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Birmingham?

LPL Financial LLC ranks number 6 in Birmingham by registered advisors; Stonex Advisors Inc. has the most, with 105.

How do I check a LPL Financial LLC advisor in Birmingham?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.