CEO · Lanark Financial, Inc.
John Robert Jr Doody
CRD 1703990 · Named on Form ADV at one SEC-registered adviser
At a glance
Lanark Financial, Inc., an SEC-registered broker-dealer firm based in Birmingham, AL with $1.8 billion in regulatory assets, lists John Robert Jr Doody on its Form ADV as CEO, a control person.
Firms and roles
- Lanark Financial, Inc.CEOBroker-dealer firm · Birmingham, AL · $1.8B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1998 (28 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
John’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Pamela Sue ConwayVice President, Operations, Lanark Financial, Inc.
- Frank Benner FalkenburgManaging Director, Lanark Financial, Inc.
- Harold Blaine MillerVP, Chief Compliance Officer, Lanark Financial, Inc.
- Samuel Douglas RansomChief Financial Officer, Lanark Financial, Inc.
- Peyton Davis FalkenburgPresident, Lanark Financial, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.