Chief Financial Officer · Lanark Financial, Inc.
Samuel Douglas Ransom
CRD 7690378 · Named on Form ADV at one SEC-registered adviser
At a glance
Lanark Financial, Inc., an SEC-registered broker-dealer firm based in Birmingham, AL with $1.8 billion in regulatory assets, lists Samuel Douglas Ransom on its Form ADV as Chief Financial Officer, a control person.
Firms and roles
- Lanark Financial, Inc.Chief Financial OfficerBroker-dealer firm · Birmingham, AL · $1.8B in regulatory assets
AtlasMembers
Samuel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Pamela Sue ConwayVice President, Operations, Lanark Financial, Inc.
- Frank Benner FalkenburgManaging Director, Lanark Financial, Inc.
- John Robert Jr DoodyCEO, Lanark Financial, Inc.
- Harold Blaine MillerVP, Chief Compliance Officer, Lanark Financial, Inc.
- Peyton Davis FalkenburgPresident, Lanark Financial, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Samuel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.