VP, Chief Compliance Officer · Lanark Financial, Inc.
Harold Blaine Miller
CRD 4214267 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Lanark Financial, Inc., an SEC-registered broker-dealer firm based in Birmingham, AL with $1.8 billion in regulatory assets, lists Harold Blaine Miller on its Form ADV as VP, Chief Compliance Officer, a control person. The SEC filings also name Harold at 1 other registered adviser.
Firms and roles
- Lanark Financial, Inc.VP, Chief Compliance OfficerBroker-dealer firm · Birmingham, AL · $1.8B in regulatory assets
- Financial Advisory Partners, LLCChief Compliance OfficerWealth manager · Winter Park, FL · $378M in regulatory assets
AtlasMembers
Harold’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Pamela Sue ConwayVice President, Operations, Lanark Financial, Inc.
- Frank Benner FalkenburgManaging Director, Lanark Financial, Inc.
- John Robert Jr DoodyCEO, Lanark Financial, Inc.
- Samuel Douglas RansomChief Financial Officer, Lanark Financial, Inc.
- Peyton Davis FalkenburgPresident, Lanark Financial, Inc.
3 more people named with Harold on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Harold’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.