Vice President, Operations · Lanark Financial, Inc.
Pamela Sue Conway
CRD 2228251 · Named on Form ADV at one SEC-registered adviser
At a glance
Lanark Financial, Inc., an SEC-registered broker-dealer firm based in Birmingham, AL with $1.8 billion in regulatory assets, lists Pamela Sue Conway on its Form ADV as Vice President, Operations, a control person.
Firms and roles
- Lanark Financial, Inc.Vice President, OperationsBroker-dealer firm · Birmingham, AL · $1.8B in regulatory assets
AtlasMembers
Pamela’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Frank Benner FalkenburgManaging Director, Lanark Financial, Inc.
- John Robert Jr DoodyCEO, Lanark Financial, Inc.
- Harold Blaine MillerVP, Chief Compliance Officer, Lanark Financial, Inc.
- Samuel Douglas RansomChief Financial Officer, Lanark Financial, Inc.
- Peyton Davis FalkenburgPresident, Lanark Financial, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Pamela’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.