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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Augusta, GA

Every SEC-registered investment adviser representative at a firm office in Augusta, with the firms that employ the most of them.

The short answer

162 registered advisors work in Augusta; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (19). 27 list the CFP designation and 120 are also registered broker representatives.

Firms with the most advisors in Augusta

FirmAdvisors in Augusta
Merrill Lynch, Pierce, Fenner & Smith Incorporated news19
Morgan Stanley news17
Stifel, Nicolaus & Company, Incorporated news13
LPL Financial LLC news10
Wells Fargo Clearing Services, LLC news8
Richard Young Advisors7
Raymond James & Associates, Inc. news6
Asset Advisors5
Cetera Investment Advisers LLC news5
Firethorn Wealth Partners, LLC5
Money Advisors, Inc. Dba Century Investment Planning5
Valic Financial Advisors, Inc.5
Ap Wealth Management4
Ameriprise Financial Services, LLC news3
J.P. Morgan Securities LLC news3
RBC Capital Markets, LLC news3
State Farm Investment Management Corp.3
Wynn Capital3
Charles Schwab & Co., Inc. news2
Choreo, LLC2
Concurrent Investment Advisors, LLC news2
Cwm, LLC2
Empower Advisory Group, LLC2
Hb Wealth2
Janney Montgomery Scott LLC news2

Advisors in Augusta, A to Z

CFP advisors in Augusta →

Other cities in Georgia

All of Georgia →

Atlanta 4,322Alpharetta 1,100Marietta 306Savannah 296Athens 206Duluth 205Macon 162Cumming 160Roswell 151Woodstock 135Gainesville 124Columbus 121Peachtree City 118Kennesaw 104Suwanee 95Watkinsville 88Sandy Springs 84Lawrenceville 76Canton 69Decatur 63Valdosta 63Newnan 62Rome 59Peachtree Corners 58

Questions

How many financial advisors are in Augusta, GA?

162 investment adviser representatives are registered at firm offices in Augusta, Georgia, according to the SEC's Investment Adviser Public Disclosure records. 120 of them are also registered as broker representatives, and 27 list the CFP designation.

Which firm has the most financial advisors in Augusta?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 19 registered advisors in Augusta, followed by Morgan Stanley with 17.

How do I check a financial advisor in Augusta?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.