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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Roswell, GA

Every SEC-registered investment adviser representative at a firm office in Roswell, with the firms that employ the most of them.

155 registered advisors work in Roswell; the most are at Raymond James Financial Services Advisors, Inc. (17). 0 list the CFP designation and 118 are also registered broker representatives.

Firms with the most advisors in Roswell

FirmAdvisors in Roswell
Raymond James Financial Services Advisors, Inc. news17
LPL Financial LLC news11
Ameriprise Financial Services, LLC news9
Strategic Advisers LLC9
Edward Jones news7
State Farm Investment Management Corp.7
Wells Fargo Clearing Services, LLC news7
Cetera Investment Advisers LLC news6
Wellspring Planning Group LLC6
Osaic Wealth, Inc. news5
Bella Wealth Management, LLC4
J.P. Morgan Securities LLC news3
Journey Beyond Wealth3
Kestra Private Wealth Services, LLC news3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Morgan Stanley news3
Park Avenue Securities LLC3
Park Square Financial Group LLC3
Advisory Services Network2
Asset Guidance Group, LLC2
Commonwealth Financial Planners Inc. news2
Newedge Advisors2
St. John & Associates, Inc.2
Transamerica Retirement Advisors, LLC2
Wells Fargo Advisors Financial Network, LLC news2

Advisors in Roswell, A to Z

Search all of Georgia →

Other cities in Georgia

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Atlanta 4,593Alpharetta 1,169Marietta 328Savannah 310Duluth 219Athens 214Augusta 177Macon 172Cumming 163Woodstock 144Columbus 129Gainesville 129Peachtree City 126Kennesaw 110Suwanee 100Watkinsville 92Sandy Springs 90Lawrenceville 78Canton 72Newnan 67Valdosta 67Decatur 64Peachtree Corners 62Rome 61

Questions

How many financial advisors are in Roswell, GA?

155 investment adviser representatives are registered at firm offices in Roswell, Georgia, according to the SEC's Investment Adviser Public Disclosure records. 118 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Roswell?

Raymond James Financial Services Advisors, Inc., with 17 registered advisors in Roswell, followed by LPL Financial LLC with 11.

How do I check a financial advisor in Roswell?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.