Broker-dealer firm · Charlotte, NC
Innovation Partners LLC
Innovation Partners LLC. · SEC-registered investment adviser · CRD 146344 · SEC 801-78702
At a glance
Innovation Partners LLC is an SEC-registered investment adviser based in Charlotte, North Carolina, with $22 million in regulatory assets under management as of its Form ADV filed March 24, 2026. Its largest client group by assets is individuals, and it reports 26 individual clients. By Form ADV it is a broker-dealer firm, ranked 352nd of 391 broker-dealer firms and 16,203rd of 17,210 SEC-registered advisers by assets.
Main office 704-708-5461innovationpartnersllc.comAs filed on Form ADV
- Regulatory AUM
- $22M
- Rank among broker-dealer firms
- #352 of 391
- Rank among all SEC RIAs
- #16,203 of 17,210
- Rank in North Carolina
- #279 of 288
- Individual clients
- 26
- High-net-worth clients
- 0
- Accounts
- 36
- Discretionary
- 100% of AUM
- Employees
- 305
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Lauren Arnett UyesugiCompliance Principal
- Robert CampbellFinop
- John Anthony PolyviouCo-Cco, President and RIA Principal
- Matthew John McNabbCo-Cco
Custody and brokerage
Custodian
Innovation Partners LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Innovation Partners LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 26 | $22M | 100% |
Disciplinary disclosures
Innovation Partners LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗innovationpartnersllc.com ↗
AtlasMembers
The full record on Innovation Partners LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 38 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Innovation Partners LLC manage?
Innovation Partners LLC reports $22 million in regulatory assets under management across 36 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
What kind of firm is Innovation Partners LLC?
Innovation Partners LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Innovation Partners LLC’s clients?
By assets, its largest client types are individuals ($22 million, 26 clients).
Does Innovation Partners LLC have any disciplinary history?
Innovation Partners LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Innovation Partners LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →