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Compliance Principal · Innovation Partners LLC

Lauren Arnett Uyesugi

CRD 2889864 · Named on Form ADV at one SEC-registered adviser

At a glance

Innovation Partners LLC, an SEC-registered broker-dealer firm based in Charlotte, NC with $22 million in regulatory assets, lists Lauren Arnett Uyesugi on its Form ADV as Compliance Principal.

Firms and roles

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Lauren’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lauren’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.