Wealth manager, independent · Roswell, GA
Commonwealth Financial Planners Inc
SEC-registered investment adviser · CRD 106831 · SEC 801-112991
At a glance
Commonwealth Financial Planners Inc is an SEC-registered investment adviser based in Roswell, Georgia, with $228 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 132 individual clients. By Form ADV it is a wealth manager, ranked 5,338th of 8,915 wealth managers and 11,583rd of 17,210 SEC-registered advisers by assets.
Main office 770-399-6644commonwealthfp.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $228M
- Rank among wealth managers
- #5,338 of 8,915
- Rank among all SEC RIAs
- #11,583 of 17,210
- Rank in Georgia
- #230 of 331
- Individual clients
- 132
- High-net-worth clients
- 66
- Accounts
- 316
- Discretionary
- 2% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Michael P. AgurkisChief Compliance Officer/president/corp Secretary
Custody and brokerage
Broker-dealer
Hybrid RIA
Commonwealth Financial Planners Inc is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Raymond James Financial Services as the broker-dealer its advisers are registered with.
Agurkis who provides financial planning advice on behalf of CWFP is a registered representative of RJFS, a securities broker -dealer, member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 66 | $195M | 85% |
| Individuals | 66 | $28M | 12% |
| Pension and profit sharing plans | – | $4M | 2% |
| Corporations or other businesses | – | $1M | <1% |
Disciplinary disclosures
Commonwealth Financial Planners Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗commonwealthfp.com ↗
AtlasMembers
The full record on Commonwealth Financial Planners Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 6,211 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Commonwealth Financial Planners Inc manage?
Commonwealth Financial Planners Inc reports $228 million in regulatory assets under management across 316 accounts, 2% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Commonwealth Financial Planners Inc?
Commonwealth Financial Planners Inc is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Commonwealth Financial Planners Inc’s clients?
By assets, its largest client types are high-net-worth individuals ($195 million, 66 clients); individuals ($28 million, 66 clients); pension and profit sharing plans ($4 million).
Does Commonwealth Financial Planners Inc have any disciplinary history?
Commonwealth Financial Planners Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Commonwealth Financial Planners Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →