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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Duluth, GA

Every SEC-registered investment adviser representative at a firm office in Duluth, with the firms that employ the most of them.

219 registered advisors work in Duluth; the most are at Pfs Investments Inc. (67). 0 list the CFP designation and 180 are also registered broker representatives.

Firms with the most advisors in Duluth

FirmAdvisors in Duluth
Pfs Investments Inc.67
Merrill Lynch, Pierce, Fenner & Smith Incorporated news26
Wells Fargo Clearing Services, LLC news22
Morgan Stanley news17
Ameriprise Financial Services, LLC news12
Cetera Investment Advisers LLC news9
Cornerstone Management, Inc.7
LPL Financial LLC news5
State Farm Investment Management Corp.4
Transamerica Financial Advisors, LLC4
Edelman Financial Engines news3
Truist Advisory Services, Inc. news3
C.W. O'Conner Wealth Advisors, Inc.2
Edward Jones news2
Evans Wealth Management2
Fern Impact Advisors, LLC2
J.P. Morgan Securities LLC news2
Osaic Wealth, Inc. news2
Prime Capital Financial2
Strategic Advisers LLC2
United Brokerage Services, Inc.2
Valic Financial Advisors, Inc.2
Brookstone Capital Management LLC1
Cambridge Investment Research Advisors, Inc. news1
D.L. Fields Advisory Group, LLC1

Advisors in Duluth, A to Z

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Other cities in Georgia

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Atlanta 4,593Alpharetta 1,169Marietta 328Savannah 310Athens 214Augusta 177Macon 172Cumming 163Roswell 155Woodstock 144Columbus 129Gainesville 129Peachtree City 126Kennesaw 110Suwanee 100Watkinsville 92Sandy Springs 90Lawrenceville 78Canton 72Newnan 67Valdosta 67Decatur 64Peachtree Corners 62Rome 61

Questions

How many financial advisors are in Duluth, GA?

219 investment adviser representatives are registered at firm offices in Duluth, Georgia, according to the SEC's Investment Adviser Public Disclosure records. 180 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Duluth?

Pfs Investments Inc., with 67 registered advisors in Duluth, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 26.

How do I check a financial advisor in Duluth?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.