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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Duluth, GA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Duluth, A to Z.

6 registered advisors work at LPL Financial LLC in Duluth, out of 22,666 at the firm nationwide; it ranks number 8 in the city by advisors. 1 list the CFP designation and 6 are also registered broker representatives.

LPL Financial LLC advisors in Duluth, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in other cities

San Diego, CA 809Fort Mill, SC 438Houston, TX 144Scottsdale, AZ 119Charlotte, NC 117Austin, TX 116Chicago, IL 109Las Vegas, NV 95Tampa, FL 91Honolulu, HI 88San Antonio, TX 87Fresno, CA 84Dallas, TX 81Seattle, WA 80Irvine, CA 74

Other firms in Duluth

All Duluth advisors →

Pfs Investments Inc. 40Merrill Lynch, Pierce, Fenner & Smith Incorporated 25Wells Fargo Clearing Services, LLC 24Morgan Stanley 15Ameriprise Financial Services, LLC 9Cetera Investment Advisers LLC 8Cornerstone Management, Inc. 7Janney Montgomery Scott LLC 4State Farm Investment Management Corp. 4Transamerica Financial Advisors, LLC 4Edelman Financial Engines 3J.P. Morgan Securities LLC 3

Questions

How many financial advisors does LPL Financial LLC have in Duluth?

6 investment adviser representatives are registered at LPL Financial LLC offices in Duluth, Georgia, according to the SEC's Investment Adviser Public Disclosure records, out of 22,666 nationwide. 1 list the CFP designation and 6 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Duluth?

LPL Financial LLC ranks number 8 in Duluth by registered advisors; Pfs Investments Inc. has the most, with 40.

How do I check a LPL Financial LLC advisor in Duluth?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.