Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghTA Advisors Have a Big Impact on Long-Term Care Planning: Northwestern MutualIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsTA Workers Think They're Financially Healthier Than They Are: Voya

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Cumming, GA

Every SEC-registered investment adviser representative at a firm office in Cumming, with the firms that employ the most of them.

163 registered advisors work in Cumming; the most are at Wells Fargo Clearing Services, LLC (31). 0 list the CFP designation and 129 are also registered broker representatives.

Firms with the most advisors in Cumming

FirmAdvisors in Cumming
Wells Fargo Clearing Services, LLC news31
Pfs Investments Inc.11
Edward Jones news9
State Farm Investment Management Corp.8
Strategic Advisers LLC8
LPL Financial LLC news7
Financial Consultants Group Inc.6
Osaic Wealth, Inc. news5
Cambridge Investment Research Advisors, Inc. news4
Equitable Advisors, LLC news4
Thrivent Investment Management Inc.4
Ameriprise Financial Services, LLC news3
Cetera Investment Advisers LLC news3
J.P. Morgan Securities LLC news3
Raymond James Financial Services Advisors, Inc. news3
Trufp3
Truist Advisory Services, Inc. news3
Bales Financial Advisors, Inc.2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Morgan Stanley news2
Prosperity Capital Advisors2
Steward Partners Investment Advisory, LLC news2
Allworth Financial, L.P. news1
Best Capital Management, LLC1
Bfc Planning, Inc.1

Advisors in Cumming, A to Z

Search all of Georgia →

Other cities in Georgia

All of Georgia →

Atlanta 4,593Alpharetta 1,169Marietta 328Savannah 310Duluth 219Athens 214Augusta 177Macon 172Roswell 155Woodstock 144Columbus 129Gainesville 129Peachtree City 126Kennesaw 110Suwanee 100Watkinsville 92Sandy Springs 90Lawrenceville 78Canton 72Newnan 67Valdosta 67Decatur 64Peachtree Corners 62Rome 61

Questions

How many financial advisors are in Cumming, GA?

163 investment adviser representatives are registered at firm offices in Cumming, Georgia, according to the SEC's Investment Adviser Public Disclosure records. 129 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Cumming?

Wells Fargo Clearing Services, LLC, with 31 registered advisors in Cumming, followed by Pfs Investments Inc. with 11.

How do I check a financial advisor in Cumming?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.