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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Cumming, GA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Cumming, A to Z.

The short answer

7 registered advisors work at LPL Financial LLC in Cumming, out of 21,098 at the firm nationwide; it ranks number 5 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.

LPL Financial LLC advisors in Cumming, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Cumming

All Cumming advisors →

Wells Fargo Clearing Services, LLC 26Pfs Investments Inc. 10Edward Jones 8State Farm Investment Management Corp. 8Financial Consultants Group Inc. 6Osaic Wealth, Inc. 5Strategic Advisers LLC 5Cambridge Investment Research Advisors, Inc. 4Equitable Advisors, LLC 4Ameriprise Financial Services, LLC 3Cetera Investment Advisers LLC 3J.P. Morgan Securities LLC 3

Questions

How many financial advisors does LPL Financial LLC have in Cumming?

7 investment adviser representatives are registered at LPL Financial LLC offices in Cumming, Georgia, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Cumming?

LPL Financial LLC ranks number 5 in Cumming by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 26.

How do I check a LPL Financial LLC advisor in Cumming?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.