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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rome, GA

Every SEC-registered investment adviser representative at a firm office in Rome, with the firms that employ the most of them.

The short answer

59 registered advisors work in Rome; the most are at Cambridge Investment Research Advisors, Inc. (13). 8 list the CFP designation and 56 are also registered broker representatives.

Firms with the most advisors in Rome

FirmAdvisors in Rome
Cambridge Investment Research Advisors, Inc. news13
Cetera Investment Advisers LLC news8
Edward Jones news8
LPL Financial LLC news7
State Farm Investment Management Corp.4
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Raymond James Financial Services Advisors, Inc. news3
Synovus Securities, Inc.3
Benjamin F. Edwards & Company, Inc.2
Park Avenue Securities LLC2
Ameriprise Financial Services, LLC news1
Beeyond Capital, LLC1
Corecap Advisors1
Horizon Advisors, LLC1
Integrated Wealth Concepts LLC1
Truist Advisory Services, Inc. news1

Advisors in Rome, A to Z

CFP advisors in Rome →

Other cities in Georgia

All of Georgia →

Atlanta 4,322Alpharetta 1,100Marietta 306Savannah 296Athens 206Duluth 205Augusta 162Macon 162Cumming 160Roswell 151Woodstock 135Gainesville 124Columbus 121Peachtree City 118Kennesaw 104Suwanee 95Watkinsville 88Sandy Springs 84Lawrenceville 76Canton 69Decatur 63Valdosta 63Newnan 62Peachtree Corners 58

Questions

How many financial advisors are in Rome, GA?

59 investment adviser representatives are registered at firm offices in Rome, Georgia, according to the SEC's Investment Adviser Public Disclosure records. 56 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in Rome?

Cambridge Investment Research Advisors, Inc., with 13 registered advisors in Rome, followed by Cetera Investment Advisers LLC with 8.

How do I check a financial advisor in Rome?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.