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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lake Oswego, OR

Every SEC-registered investment adviser representative at a firm office in Lake Oswego, with the firms that employ the most of them.

558 registered advisors work in Lake Oswego; the most are at Morgan Stanley (46). 0 list the CFP designation and 404 are also registered broker representatives.

Firms with the most advisors in Lake Oswego

FirmAdvisors in Lake Oswego
Morgan Stanley news46
UBS Financial Services Inc. news30
Ameriprise Financial Services, LLC news26
Merrill Lynch, Pierce, Fenner & Smith Incorporated news25
Robert W. Baird & Co. Incorporated news24
Aldrich Wealth LP23
Raymond James Financial Services Advisors, Inc. news23
Wells Fargo Clearing Services, LLC news20
Charles Schwab & Co., Inc. news19
MML Investors Services, LLC18
RBC Capital Markets, LLC news17
Steward Partners Investment Advisory, LLC news17
D.A. Davidson & Co.14
Human Investing14
LPL Enterprise, LLC news14
Wells Fargo Advisors Financial Network, LLC news14
LPL Financial LLC news11
Park Avenue Securities LLC11
Osaic Wealth, Inc. news9
Allium Financial Advisors, LLC7
Cgc Financial Services7
Edward Jones news7
Principal Securities, Inc.7
Raymond James & Associates, Inc. news7
Wedbush Securities Inc.7

Advisors in Lake Oswego, A to Z (first 300 of 558)

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Other cities in Oregon

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Portland 1,204Bend 303Eugene 282Tigard 172Salem 171Beaverton 144Medford 111Grants Pass 74Hillsboro 74Clackamas 73Corvallis 72West Linn 59Gresham 43Oregon City 42Springfield 42Tualatin 42Roseburg 36Ashland 34Albany 29Jacksonville 26Wilsonville 26Canby 25Klamath Falls 23McMinnville 22

Questions

How many financial advisors are in Lake Oswego, OR?

558 investment adviser representatives are registered at firm offices in Lake Oswego, Oregon, according to the SEC's Investment Adviser Public Disclosure records. 404 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Lake Oswego?

Morgan Stanley, with 46 registered advisors in Lake Oswego, followed by UBS Financial Services Inc. with 30.

How do I check a financial advisor in Lake Oswego?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.