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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Lake Oswego, OR

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Lake Oswego, A to Z.

The short answer

7 registered advisors work at Principal Securities, Inc. in Lake Oswego, out of 1,318 at the firm nationwide; it ranks number 21 in the city by advisors. 1 list the CFP designation and 7 are also registered broker representatives.

Principal Securities, Inc. advisors in Lake Oswego, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16

Other firms in Lake Oswego

All Lake Oswego advisors →

Morgan Stanley 38UBS Financial Services Inc. 32Merrill Lynch, Pierce, Fenner & Smith Incorporated 24Robert W. Baird & Co. Incorporated 23Ameriprise Financial Services, LLC 22Aldrich Wealth LP 21Raymond James Financial Services Advisors, Inc. 20Charles Schwab & Co., Inc. 18MML Investors Services, LLC 18Wells Fargo Clearing Services, LLC 18Steward Partners Investment Advisory, LLC 17D.A. Davidson & Co. 14

Questions

How many financial advisors does Principal Securities, Inc. have in Lake Oswego?

7 investment adviser representatives are registered at Principal Securities, Inc. offices in Lake Oswego, Oregon, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 1 list the CFP designation and 7 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Lake Oswego?

Principal Securities, Inc. ranks number 21 in Lake Oswego by registered advisors; Morgan Stanley has the most, with 38.

How do I check a Principal Securities, Inc. advisor in Lake Oswego?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.