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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Roseville, CA

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Roseville, A to Z.

The short answer

18 registered advisors work at Principal Securities, Inc. in Roseville, out of 1,318 at the firm nationwide; it ranks number 9 in the city by advisors. 1 list the CFP designation and 18 are also registered broker representatives.

Principal Securities, Inc. advisors in Roseville, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16Addison, TX 15

Other firms in Roseville

All Roseville advisors →

Wells Fargo Clearing Services, LLC 65Merrill Lynch, Pierce, Fenner & Smith Incorporated 49Morgan Stanley 35Robert W. Baird & Co. Incorporated 34Ameriprise Financial Services, LLC 28LPL Financial LLC 27Strategic Advisers LLC 23Osaic Wealth, Inc. 21Cetera Investment Advisers LLC 15D.A. Davidson & Co. 15Eagle Strategies LLC 15Valic Financial Advisors, Inc. 15

Questions

How many financial advisors does Principal Securities, Inc. have in Roseville?

18 investment adviser representatives are registered at Principal Securities, Inc. offices in Roseville, California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 1 list the CFP designation and 18 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Roseville?

Principal Securities, Inc. ranks number 9 in Roseville by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 65.

How do I check a Principal Securities, Inc. advisor in Roseville?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.