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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Sioux Falls, SD

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Sioux Falls, A to Z.

The short answer

22 registered advisors work at Principal Securities, Inc. in Sioux Falls, out of 1,318 at the firm nationwide; it ranks number 3 in the city by advisors. 1 list the CFP designation and 22 are also registered broker representatives.

Principal Securities, Inc. advisors in Sioux Falls, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16Addison, TX 15

Other firms in Sioux Falls

All Sioux Falls advisors →

Wells Fargo Clearing Services, LLC 37Edward Jones 28Raymond James Financial Services Advisors, Inc. 19Thrivent Investment Management Inc. 18LPL Financial LLC 16Osaic Wealth, Inc. 16Merrill Lynch, Pierce, Fenner & Smith Incorporated 15Ameriprise Financial Services, LLC 12Eagle Strategies LLC 12Morgan Stanley 12Cetera Investment Advisers LLC 11State Farm Investment Management Corp. 11

Questions

How many financial advisors does Principal Securities, Inc. have in Sioux Falls?

22 investment adviser representatives are registered at Principal Securities, Inc. offices in Sioux Falls, South Dakota, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 1 list the CFP designation and 22 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Sioux Falls?

Principal Securities, Inc. ranks number 3 in Sioux Falls by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 37.

How do I check a Principal Securities, Inc. advisor in Sioux Falls?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.