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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Des Moines, IA

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Des Moines, A to Z.

The short answer

175 registered advisors work at Principal Securities, Inc. in Des Moines, out of 1,318 at the firm nationwide; it ranks number 1 in the city by advisors. 7 list the CFP designation and 164 are also registered broker representatives.

Principal Securities, Inc. advisors in Des Moines, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16Addison, TX 15

Other firms in Des Moines

All Des Moines advisors →

Principal Advised Services 44Principal Asset Management 37Cambridge Investment Research Advisors, Inc. 23Edward Jones 12LPL Financial LLC 11Btc Capital Management 9Altitude Capital Management LLC 7Legacy Financial Group 7West Financial Advisors, L.L.C. 6Dmkc Advisory Services, LLC 5Voya Financial Advisors, Inc. 5State Farm Investment Management Corp. 4

Questions

How many financial advisors does Principal Securities, Inc. have in Des Moines?

175 investment adviser representatives are registered at Principal Securities, Inc. offices in Des Moines, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 7 list the CFP designation and 164 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Des Moines?

Principal Securities, Inc. ranks number 1 in Des Moines by registered advisors, ahead of Principal Advised Services (44).

How do I check a Principal Securities, Inc. advisor in Des Moines?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.