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Financial ADVSR advisor directory · SEC adviser records

Legacy Financial Group financial advisors in Des Moines, IA

Every SEC-registered investment adviser representative at a Legacy Financial Group office in Des Moines, A to Z.

The short answer

7 registered advisors work at Legacy Financial Group in Des Moines, out of 7 at the firm nationwide; it ranks number 9 in the city by advisors. 3 list the CFP designation and 4 are also registered broker representatives.

Legacy Financial Group advisors in Des Moines, A to Z

Every Legacy Financial Group advisor →

Legacy Financial Group advisors in every city and state →Legacy Financial Group: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Des Moines

All Des Moines advisors →

Principal Securities, Inc. 175Principal Advised Services 44Principal Asset Management 37Cambridge Investment Research Advisors, Inc. 23Edward Jones 12LPL Financial LLC 11Btc Capital Management 9Altitude Capital Management LLC 7West Financial Advisors, L.L.C. 6Dmkc Advisory Services, LLC 5Voya Financial Advisors, Inc. 5State Farm Investment Management Corp. 4

Questions

How many financial advisors does Legacy Financial Group have in Des Moines?

7 investment adviser representatives are registered at Legacy Financial Group offices in Des Moines, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 7 nationwide. 3 list the CFP designation and 4 are also registered as broker representatives.

Is Legacy Financial Group one of the largest advisor employers in Des Moines?

Legacy Financial Group ranks number 9 in Des Moines by registered advisors; Principal Securities, Inc. has the most, with 175.

How do I check a Legacy Financial Group advisor in Des Moines?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Legacy Financial Group office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.