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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Des Moines, IA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Des Moines, A to Z.

The short answer

11 registered advisors work at LPL Financial LLC in Des Moines, out of 21,098 at the firm nationwide; it ranks number 6 in the city by advisors. 1 list the CFP designation and 11 are also registered broker representatives.

LPL Financial LLC advisors in Des Moines, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Des Moines

All Des Moines advisors →

Principal Securities, Inc. 175Principal Advised Services 44Principal Asset Management 37Cambridge Investment Research Advisors, Inc. 23Edward Jones 12Btc Capital Management 9Altitude Capital Management LLC 7Legacy Financial Group 7West Financial Advisors, L.L.C. 6Dmkc Advisory Services, LLC 5Voya Financial Advisors, Inc. 5State Farm Investment Management Corp. 4

Questions

How many financial advisors does LPL Financial LLC have in Des Moines?

11 investment adviser representatives are registered at LPL Financial LLC offices in Des Moines, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 1 list the CFP designation and 11 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Des Moines?

LPL Financial LLC ranks number 6 in Des Moines by registered advisors; Principal Securities, Inc. has the most, with 175.

How do I check a LPL Financial LLC advisor in Des Moines?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.